Deutsche Bank pays US$1.3 million penalty for Australian trade reporting failures

Deutsche Bank pays $1.3 million penalty for Australian trade reporting failures, regulator says

Deutsche Bank pays $2M penalty for misreporting more than 260k OTC derivative transactions

Multinational investment bank Deutsche Bank Aktiengesellschaft has paid a penalty of $2 million for misreporting more than 260,000 over-the-

ABN AMRO hit with €8.5m DNB fine over AML failures

ABN AMRO has been handed an administrative fine of €8.5m by De Nederlandsche Bank (DNB) after the regulator uncovered structural weaknesses

NAB’s WealthHub pays fine of over $1M for reporting failures

WealthHub Securities Limited, an online broker owned by National Australia Bank (NAB), has been fined $1.055 million by the Markets Discipli

ABN Amro fined €8.5 million for inadequate money laundering checks

De Nederlandsche Bank (DNB) imposed a fine of €8.5 million on ABN Amro for inadequate anti-money laundering controls between September 2023

New York DFS secures $50M penalty from Swedbank for failures to cooperate with requests for info

New York State Department of Financial Services (DFS) has secured a $50 million penalty from Swedbank for failures to cooperate with request